200 questions to a MiFID II/MiFIR databse

scope is to use the solution to analyze the initial GAP or impact on diferent client types (Banks, asset managers etc).

The questions need to set off on the client type and then drill down on:

Market transparency

•    Meldung von Geschäften
•    Portfolio Compression
•    Systemis Internalisier
•    Pre- and post-trade transparency

Marktinfrastructur

•    Positionlimits
•    Exchanges & Trading Course requirement ( incl. Central clearing )
•    Algorithmic trading / HFT
•    Market Maker

Investor Protection
•    Best Execution
•    Execution-Only
•    Independent advice
•    Product Governance
•    Payments or Provision fees

Governance & Financial supervisors & authorities
•    recording and retention obligations
•    Corporate Governance
•    Conflicts of interest
•    Legal authorities (FSA/BaFIN)

Regulatory base is:

MiFID II RL/2014/65/EU:
http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32014L0065

MIFIR RL 2014/600/EU
http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32014R0600
Comments from Support Team:    Sorry I using a german version of 365 here is the text again: Market transparency • transaction reporting • Portfolio Compression • Systemis Internalisier • Pre- and post-trade transparency Market infrastructur • Positionlimits • Exchanges & Trading Course requirement ( incl. Central clearing ) • Algorithmic trading / HFT • Market Maker Investor Protection • Best Execution • Execution-Only • Independent advice • Product Governance • Payments or Provision fees Governance & Financial supervisors & authorities • recording and retention obligations • Corporate Governance • Conflicts of interest • Legal authorities (FSA/BaFIN) Regulatory base is: MiFID II RL/2014/65/EU: http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32014L0065 MIFIR RL 2014/600/EU http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32014R0600 Further I justed paid pls, let me know if this is OK ?
Fee:

200 questions to a MiFID II/MiFIR databse

scope is to use the solution to analyze the initial GAP or impact on diferent client types (Banks, asset managers etc).

The questions need to set off on the client type and then drill down on:

Market transparency

•    Meldung von Geschäften
•    Portfolio Compression
•    Systemis Internalisier
•    Pre- and post-trade transparency

Marktinfrastructur

•    Positionlimits
•    Exchanges & Trading Course requirement ( incl. Central clearing )
•    Algorithmic trading / HFT
•    Market Maker

Investor Protection
•    Best Execution
•    Execution-Only
•    Independent advice
•    Product Governance
•    Payments or Provision fees

Governance & Financial supervisors & authorities
•    recording and retention obligations
•    Corporate Governance
•    Conflicts of interest
•    Legal authorities (FSA/BaFIN)

Regulatory base is:

MiFID II RL/2014/65/EU:
http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32014L0065

MIFIR RL 2014/600/EU
http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32014R0600
Comments from Support Team:    Sorry I using a german version of 365 here is the text again: Market transparency • transaction reporting • Portfolio Compression • Systemis Internalisier • Pre- and post-trade transparency Market infrastructur • Positionlimits • Exchanges & Trading Course requirement ( incl. Central clearing ) • Algorithmic trading / HFT • Market Maker Investor Protection • Best Execution • Execution-Only • Independent advice • Product Governance • Payments or Provision fees Governance & Financial supervisors & authorities • recording and retention obligations • Corporate Governance • Conflicts of interest • Legal authorities (FSA/BaFIN) Regulatory base is: MiFID II RL/2014/65/EU: http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32014L0065 MIFIR RL 2014/600/EU http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32014R0600 Further I justed paid pls, let me know if this is OK ?
Fee:

200 questions to a MiFID II/MiFIR databse

scope is to use the solution to analyze the initial GAP or impact on diferent client types (Banks, asset managers etc).

The questions need to set off on the client type and then drill down on:

Market transparency

•    Meldung von Geschäften
•    Portfolio Compression
•    Systemis Internalisier
•    Pre- and post-trade transparency

Marktinfrastructur

•    Positionlimits
•    Exchanges & Trading Course requirement ( incl. Central clearing )
•    Algorithmic trading / HFT
•    Market Maker

Investor Protection
•    Best Execution
•    Execution-Only
•    Independent advice
•    Product Governance
•    Payments or Provision fees

Governance & Financial supervisors & authorities
•    recording and retention obligations
•    Corporate Governance
•    Conflicts of interest
•    Legal authorities (FSA/BaFIN)

Regulatory base is:

MiFID II RL/2014/65/EU:
http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32014L0065

MIFIR RL 2014/600/EU
http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32014R0600
Comments from Support Team:    Sorry I using a german version of 365 here is the text again: Market transparency • transaction reporting • Portfolio Compression • Systemis Internalisier • Pre- and post-trade transparency Market infrastructur • Positionlimits • Exchanges & Trading Course requirement ( incl. Central clearing ) • Algorithmic trading / HFT • Market Maker Investor Protection • Best Execution • Execution-Only • Independent advice • Product Governance • Payments or Provision fees Governance & Financial supervisors & authorities • recording and retention obligations • Corporate Governance • Conflicts of interest • Legal authorities (FSA/BaFIN) Regulatory base is: MiFID II RL/2014/65/EU: http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32014L0065 MIFIR RL 2014/600/EU http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32014R0600 Further I justed paid pls, let me know if this is OK ?
Fee: